Our Services
Services include:
- Tailoring 'Treating Customers Fairly' (TCF) requirements
- Implementing and designing Management Information programmes
- Design and implementation of Training and Competence schemes
- Compliance Reviews and Reporting
- File reviewing
- KPI reviews, observations, ASK assessments, etc
- Compliance Monitoring - Auditing
- FSA Authorisation/approval - applications
- FSA Compliance updates
- Anti-money laundering (including testing and training)
- SYSC
- Risk Assessment
- Complaint Handling
- Financial Promotions
- Design of compliance documentation
- Information/Data Security
- Data Protection
- Ongoing and Past Business Reviews
We also provide a business solutions consultancy in addition to compliance
and T&C services.