Our Services

Services include:

  • Tailoring 'Treating Customers Fairly' (TCF) requirements
  • Implementing and designing Management Information programmes
  • Design and implementation of Training and Competence schemes
  • Compliance Reviews and Reporting
  • File reviewing
  • KPI reviews, observations, ASK assessments, etc
  • Compliance Monitoring - Auditing
  • FSA Authorisation/approval - applications
  • FSA Compliance updates
  • Anti-money laundering (including testing and training)
  • SYSC
  • Risk Assessment
  • Complaint Handling
  • Financial Promotions
  • Design of compliance documentation
  • Information/Data Security
  • Data Protection
  • Ongoing and Past Business Reviews
We also provide a business solutions consultancy in addition to compliance and T&C services.